Serum and Urine Biomarkers for Prostate Cancer: A Mini Review

 

*Ravi N1, John NA2, Taranikanti M3

 

Prostate cancer (PC) is the second most common cancer in men worldwide and is a leading cause of death. In India, following lung and oral cavity, prostate is the third most common site for cancer. Rapid urbanization, changing lifestyles, increasing longevity and improved access to healthcare facilities are rapidly changing the traditional notion that India has a low disease burden when it comes to PC. It is believed that India may not be much far behind western countries in PC epidemiology. For more than a couple of decades, Prostate Specific Antigen (PSA) was the only United States Food and Drug Administration (FDA) PC biomarker that was available. The advent of PSA completely revolutionized management of PC by facilitating early detection and reducing mortality rates. However, owing to its limitations of not being cancer specific, there was a need for developing newer biomarkers for PC. About a decade ago the FDA approved a serum based PC biomarker, Prostate Health Index (PHI) and a urinary biomarker Prostate Cancer Antigen (PCA3). Initially, FDA approved PC biomarkers were mostly based on biochemical parameters, however this changed a few years ago when they approved the 4-kallikrein Score (4k-score), which also makes use of clinical variables. This review focuses on these biomarkers.

 

[Mymensingh Med J 2025 Apr; 34 (2): 598-603]

 

Key words: Prostate cancer; Prostate Neoplasm; Prostate carcinoma; Biomarkers; PSA; PHI; 4kScore; PCA3 Assay; FDA

 


Introduction

W

orldwide and in Asia, Prostate cancer is the most common urological malignancy affecting men. The countries in North America, Oceania, Europe and, Latin America and Caribbean have the highest incidence of PC. Whereas Asian and African countries reported the lowest rates of PC1,2. In India, following lung and oral cavity, prostate is the third most common site for cancer. PC incidence begins to rise after the age of 50 years, with a noticeable acceleration in incidence after 64 years of age and the mean age at the time of diagnosis over 70 years. Among other factors, improved access to health care facilities including imaging, urological, biochemical and biomarker investigations has resulted in more cases of PC cases being reported in India3. However, more than 40.0% of PC cases are diagnosed at an advanced stage and younger patients below 50 years of age are more likely to have advanced PC at the time of presentation. Biomarkers which facilitate early diagnosis help mitigate this problem. Biomarkers also help identify patients who require active intervention, they also reduce over-diagnosis and over-treatment, minimize mortality and morbidity and have become an invaluable tool in management of PC4,5. PSA was the first FDA approved PC biomarker that was made available. Currently FDA has approved three serum based biomarkers for PC namely PSA, Prostate Health Index (PHI) and 4k-score. The only FDA approved urinary biomarker is Prostate Cancer Antigen 3 (PCA3) assay6,7,8,9.

 

Methods

We undertook an electronic literature search using PubMed database and Google Scholar. Literature search was carried on till 20th of May 2024. For the PubMed search, the following MeSH Terms combined with the Boolean Operators were used “prostate or prostatic” and “cancer or neoplasm or carcinoma or tumor or cancers or neoplasms or tumors” and “marker or markers or biomarker or biomarkers”. These keyword searches were limited to the articles title and abstract. 

 

 


1.                  *Dr Naveen Ravi, Senior Resident, Department of Physiology, AIIMS, Bibinagar, India; E-mail: [email protected]

2.                  Professor Nitin Ashok John, Professor and Head, Department of Physiology, AIIMS, Bibinagar, India

3.                  Professor Madhuri Taranikanti, Additional Professor, Department of Physiology, AIIMS, Bibinagar, India

 

598

 
*for correspondence

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Titles and abstracts of the extracted articles were quickly screened by the authors. Only articles written in English language were included in this review. As FDA approved the last PC biomarker, namely 4k-score in 2021, article search were limited to those published in the previous 5 years. Articles that were mostly about PC without much information on biomarkers were excluded. The authors then analyzed the entire texts of filtered articles.


 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


Figure 1: Flowchart on articles selection for inclusion in this review

 


Prostate Specific Antigen (PSA): The Cornerstone in Prostate Cancer Biomarker

Diagnosis and management of PC was completely revolutionized with the discovery of PSA10. PSA is currently the most widely used PC biomarker worldwide. In the year 1986, it was US FDA approved for monitoring progression of men previously diagnosed with PC and in 1994 FDA approved PSA for PC screening in conjunction with DRE. PSA level of 4ng/ml was defined as the upper normal limit7,8. 

PSA also known as human kallikrein (hk) 3 is a glycoprotein that can be detected in circulating blood6. PSA is secreted by the prostate in its inactive form proPSA, which is then processed into PSA. In health, proPSA does not enter circulation. However, in PC, there is disruption of basement membrane and loss of normal histological architecture resulting in diminished processing of PSA consequently resulting in an increase in PSA, proPSA and other PSA isoforms in blood11. Of the total PSA (tPSA) majority is bound to serum protease inhibitors, such as α2-macroglobulin and α1-antichymotrypsin and only a tiny fraction of the tPSA is unbound and free, referred to as free PSA (fPSA)6.

Normally, fPSA accounts for 5.0 to 35.0% of the tPSA7. The fPSA has been identified to be constituted of three isoforms namely benign PSA (bPSA), intact PSA (iPSA) and proPSA6. Native proPSA has a leading 7 amino acid peptide sequence [-7]proPSA. This 7 amino acid leader peptide chain is then cleaved off by hk-2 and hk-4, ultimately resulting in the formation of PSA7,9. Approximately one third of fPSA exists as proPSA. ProPSA is much more likely to be associated with PC compared to the other isoforms. Depending on the length of the leader amino acid pro-peptide, numerous isoforms of pro-PSA was been identified in serum such as      [-5]proPSA (with 5 amino acid pro-peptide),        [-4]proPSA (with 4 amino acid pro-peptide),        [-2]proPSA (with two amino acid pro-peptide), among others9. The [-2]proPSA, has a serine-arginine pro-leader peptide and is the most stable isoform of proPSA and can be measured using immunoassays. It is very strongly correlated with PC rather than benign prostatic hypertrophy (BPH), and hence is of immense use not only for the early detection of PC but also for determining the aggressiveness of PC6,7. Studies have shown  [-2]proPSA to be a superior predictor of clinically significant PC compared to tPSA11. In patients diagnosed with PC, PSA has a sensitivity of 93.0% and specificity of 20.0%12.

Although PSA is specific to the prostate organ, it is not cancer specific. Elevated levels of PSA can be found in several benign conditions such as BPH, prostatitis, following prostate biopsy or surgery. This limitation results in a clinical conundrum. Because ~20.0% of men with PSA levels <4ng/ml have PC and several men with much higher PSA levels do not have PC. Consequently, resulting in over-diagnosis and over-treatment of PC. This shortcoming has necessitated the need for novel and improved PC biomarkers7.

The prostate health index (PHI)

Following FDA approval of PSA, in the year 2021, FDA approved PHI7. PHI is a derived number that combines the values of tPSA, fPSA and [-2]proPSA. It is calculated using the formula {[-2] proPSA/free PSA) × √ total serum PSA}10. PHI is not only useful for early detection of PC but also for differentiating between benign and malignant lesions in patients over 50 years of age with normal prostate on DRE and with PSA between 4 and 10ng/mL. In patients whose tPSA levels are between 4 to 10ng/mL, PHI test is a stronger predictor of PC positive biopsy compared to serum PSA or its individual components10. By determining the need for prostate biopsy, in cases with tPSA levels between 4 and 10ng/ml, it helps in mitigating unnecessary biopsies7. A PHI score of 27.0 shows 90.0% sensitivity and 30.0% specificity for predicting prostate cancer at biopsy8.

Prostate cancer antigen 3 (PCA3) assay

The PCA3 gene expresses a non-coding mRNA that is specific to prostate and can be detected in urine. This gene is over-expressed by 10 to 100 times in >95% of PC. This over-expression of PCA gene is independent of serum PSA levels and prostate volume. By modulating androgen receptor signaling, PCA3 mRNA plays a vital role in cancerous cell survival10. PCA3 gene expression in healthy prostate is undetectable7. With the help of quantitative RT-PCR test, levels of mRNA PCA3 and mRNA PSA is measured in the first void urine sample following a DRE. A score ranging from 0 to >100 is calculated using the formula; urinary mRNA PCA3/ mRNA PSA × 1000. Apart from improving the diagnosis of PC, PCA3 score also helps clinicians determine which patients should undergo a biopsy and who should avoid a repeat biopsy. In 2012, the FDA approved the use of PCA3 assay for making informed decision on re-biopsy among patients with suspicious PSA values and normal DRE10. Optimal threshold levels for PCA3 is still a subject a lot of lot of debate. Some studies consider utilizing a threshold of ≥35, while others favor a threshold of 35, and few studies suggest a threshold level <25 to be suggestive of an indolent PC7. The sensitivity of PCA3 assay at a score of 35 ranges between 58.0% to 76.0% and specificity between 58.0% to 76.0% respectively8,9,13.

The 4kScore

The 4kScore was developed based on data from European Randomized Study of Screening for Prostate Cancer (ERSPC) studies and the Prostate Testing for Cancer and Treatment (ProtecT) study11. The four-kallikrein (4K) Score uses the levels of 4 prostate kallikrein biomarkers and combines them with 3 clinical parameters using an algorithm. The 4 kallikreins are tPSA, fPSA, intact PSA, and human kallikrein protein 2 while the three clinical parameters include age of the individual, prior biopsy status, and findings on digital rectal examination (presence or absence of nodules). For each individual, the 4kscore gives a personalized risk prediction score that ranges from 1 to 100 for the probability of detecting aggressive PC. Scores ranging from 1 to 7.5 are low risk, whereas score >20 are indicative of clinically significant PC. The 4KScore test was approved by US FDA in 2021 for use in men over 45 years of age who are biopsy negative or have not had a prior biopsy with abnormal tPSA and or with an abnormal DRE. 4kScore is a good diagnostic indicator for detecting significant PC. By providing clinicians with the probability of significant PC, it helps them decide whether or not to perform a prostate biopsy10. The test has a sensitivity of 96.0% and specificity of 45.0%14.

The use of the discussed biomarkers has been recommended by the National Comprehensive Cancer Network (NCCN) guidelines15, American Urological Association (AUA) guidelines16, European Association of Urology (UAU) guidelines17, among others. The urological society of India however, advocates the use of PSA and DRE on case by case basis in men above 50 years of age when life expectancy is >10-15 years and in men at risk for PC. Moreover, the use of biomarkers based on PSA derivates should only be considered when PSA levels are between 4-10ng/mL18.  


 

Table I: Table comparing the features of the biomarkers for PC4-9,11-14

 

Sl No

Parameter

PSA

PHI

PCA3

4k-Score

1

Serum or urine based

Serum

Serum

Urine

Serum

2

Screening or Diagnostic marker

Mainly used as a screening marker

Mainly used as a diagnostic marker

Mainly used as a diagnostic marker

Mainly used as a diagnostic marker

3

Components

Total PSA = freePSA + bound PSA

Free PSA = benign PSA + intact PSA + pro-PSA

Pro-PSA = [-5]pro-PSA +[-4]pro-PSA + [-2]pro-PSA

{[-2] proPSA/free PSA) × √ total serum PSA}

urinary mRNA PCA3/mRNA PSA × 1000

Makes use of the following parameters tPSA, fPSA, intact PSA, hk-2, age, prior biopsy status, and findings on DRE

4

Characteristics

Secreted in its inactive form proPSA which is absent from blood in health but becomes detectable in PC. Of the various isoforms of pro-PSA, [-2]proPSA is strongly associated with PC

In patients aged over 50 years, whose PSA is between 4 and 10 ng/mL, and DRE findings are normal, it is useful for differentiating benign and malignant prostate conditions and determines the need for biopsy

PCA3 gene is over expressed in PC. The gene expresses a non-coding mRNA. In health its levels are undetectable.

use in men over 45 years of age or above who are biopsy negative or have not had a prior biopsy with abnormal tPSA and or with an abnormal DRE

5

Clinical variables needed

No

No

No

Yes

6

Digital rectal examination required prior to sample collection

No

No

Yes

No

7

Pros

Simple and easy to perform

Simple and easy to perform

Easy to collect sample and easy to perform

Simple and easy to perform

8

Cons

Not specific to cancer. Can be elevated in various benign prostate pathologies too

Needs PSA levels

Cut off value still not well established

Interpretation needs clinical variables and PSA levels

9

Sensitivity and Specificity

93% and 20%

90% and 30% specificity

Between 58% to 76% and between 58% to 76% respectively

96% and 45% respectively

10

FDA approval year

1986 for monitoring PC progression and in 1994 for screening along with DRE

2012

2012

2021

 


Studies from Western countries that evaluate cost-effectiveness, show that compared to PSA, newer PC biomarkers were cost saving. PC biomarkers also helped in reducing unnecessary biopsies. Additionally, PC biomarkers helped reduce over treatment19. Combining PC biomarkers with radiological investigations can further help in reducing costs20. However, In India, PSA and its derivatives are still the most widely used PC biomarker. Furthermore, India specific cost effectiveness studies on PC biomarkers are still lacking18. Besides the US FDA, the Clinical Laboratory Improvement Amendments (CLIA) has also approved blood and urine based biomarkers in PC. Apart from the serum based 4k-score, CLIA has approved PCA3, SelectMDx and ExoDx prostate Intelliscore urinary biomarkers. Select MDx assay is a urine based CLIA approved PC biomarker that is performed on post DRE urine specimens. The test measures the mRNA levels of the Distal-less Homeobox 1 (DLX1) and Homeobox C6 (HOXC6) genes. ExoDx prostate Intelliscore is also a urine based assay that measures assays ERG (v-ets erythroiblastosis virus E26 oncogene homolog) and PCA3 genes along with SAM pointed domain containing ETS transcription factor (SPDEF) gene, with the latter acting as a control. The advantage of this test over the other urine PC biomarkers is that there is no need for DRE prior to urine specimen collection. Mi-prostate score (MiPS), is a multiplex biomarker for PC that uses an algorithm which includes serum PSA, urinary PCA3 and TMPRSS2-ERG (fusion of Transmembrane protease, serine 2 (TMPRSS2) and ERG) genes. This gene fusion is the most common gene alteration associated with PC. However the racial variations in the expression of this fused gene needs to considered prior to clinical use. It has been suggested that this fusion to be present in about 15.0% of Japanese, 30.0% of African Americans and 50.0% of Caucasians PC patients4,5,6,7,8,9. Apart from serum and blood based PC biomarkers, there are also tissue based biomarkers, which are in focus and a lot of research is being directed towards them to improve the diagnostic accuracy of PC from prostate biopsy samples.

 

Conclusion

Over the years biomarkers for early detection of PC has come a long way. PSA, is the oldest and most widely employed biomarker for PC that was approved by FDA more than a couple of decades ago. It was initially approved for monitoring progression of PC and later on approved for screening PC. In 2012, FDA made two new additions namely the serum based PHI and urine based PCA3 assay. PHI combines the values of tPSA, fPSA and [-2]proPSA. PCA3 gene codes for an mRNA that can be detected in first void urine specimen post DRE in patients with PC. In the last few years, the FDA approved the 4k score which combines biochemical and clinical parameters to help in diagnosis of PC. The use of these biomarkers has been recommended by NCCN, AUA, UAU guidelines. In western countries these biomarkers are proving to a cost effective strategy in addressing PC. In India, PSA is still the most widely used PC biomarker and PSA derivatives are recommended only when PSA levels are between 4-10ng/mL. Apart from FDA, CLIA also has approved urinary and serum biomarkers. Biomarkers in clinical practice facilitate early detection, alleviate the burden of over diagnosis and assist clinicians in making informed decision of whether or not to subject the patient to a prostate biopsy.    

 

References

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